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BROKER'S COMPLAINT HISTORY LIST - F's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
F & T COMMODITY SERVICES 1991 0 0 0 0 0 no current status
FAIRFIELD FUTURES INC 2001 0 0 0 0 0  
FAIRFIELD RESEARCH SECURITIES CORP 1989 0 0 0 0 0  
FAMILY BUSINESS INC 1998 0 0 0 0 0  
FARM SERVICE COOPERATIVE 1991 0 0 0 0 0  
FARMERS COMMODITIES CORPORATION 1989 0 0 0 0 0  
FARMERS CO-OP ASSOCIATION 1987 0 0 0 0 0  
FARMERS COOPERATIVE ASSOCIATION 1993 0 0 0 0 0  
FARMERS HEDGING COMPANY 1984 0 0 0 0 0 no current status
FARMERS MARKETING SERVICE 1985 0 0 0 0 0  
FARMERS NATIONAL COMMODITIES INC 1987 0 0 0 0 0  
FARMERS OPTIONS & HEDGING SERVICES INC 1989 0 0 0 0 0  
FARR FINANCIAL INC 1995 0 0 0 0 6  
FASCO MILLS COMPANY 1984 0 0 0 0 0  
FAST MARKET TRADING GROUP 1998 0 0 0 0 0  
FCC FUTURES INC 1993 0 0 0 0 0  
FCX FUTURES CORPORATION 1998 0 0 0 0 0  
FEDERAL TRADING CORP 2001 1 0 Pending 0 1  
FELLER COMMODITIES INC 1998 0 0 0 0 0  
FERRIS BAKER WATTS INCORPORATED 2000 0 0 0 0 0  
FF & CG CAPITAL MANAGEMENT 1992 0 0 0 0 1  
FGL COMMODITY SERVICES MONTROSE CO INC 1985 0 0 0 0 0  
FGL COMMODITY SERVICES OF KEARNEY NE 1985 0 0 0 0 0  
FGL COMMODITY SERVICES OF LUVERNE 1985 0 0 0 0 0  
FGL COMMODITY SERVICES OF PLAINVIEW 1995 0 0 0 0 0  
FGL COMMODITY SERVICES OF VALENTINE NE 1998 0 0 0 0 0  
FIDELITRADE INCORPORATED 1998 0 0 0 0 0  
FIDELITY FINANCIAL GROUP INC 2000 0 0 0 0 0  
FIDELITY GLOBAL FUTURES INC 2000 0 0 0 0 0 no current status
FIDELITY GLOBAL INVESTMENTS INC 2000 0 0 0 0 0  
FIDELITY INVESTMENT MANAGEMENT CORP 1988 0 0 0 0 0  
FIDELITY PLANNING GROUP 2000 0 0 0 0 1  
FIDELITY TRADING GROUP INC 2000 0 0 0 0 1  
FIELD INDUSTRIES INC 1994 0 1 0 1W  0L 5  
FIELD LOGAN & CO LLC 1998 0 0 0 0 0 no current status
FINANCIAL CONSORTIUM INTERNATIONAL LLC 1997 0 0 0 0 0  
FINANCIAL FREEDOM AND FUTURES 1987 0 0 0 0 0  
FINANCIAL FUTURES ADVISORS 1990 0 0 0 0 0  
FINANCIAL FUTURES LLC 1999 0 0 0 0 0  
FINANCIAL INVESTOR SERVICES 1991 0 0 0 0 0  
FINANCIAL SERVICES CO 1999 0 0 0 0 0 no current status
FINANCIAL WEST GROUP 2000 0 0 0 0 0  
FIRST AMERICAN FUTURES INC 2000 0 0 0 0 0  
FIRST CAPITAL MANAGEMENT CORP 1999 0 0 0 0 0  
FIRST CAPITOL AG INC 1989 0 1 0 1W  0L 2  
FIRST CHOICE FUTURES AND OPTIONS INC 2001 0 0 0 0 0  
FIRST COMMODITY INVESTMENT CORPORATION 1999 0 0 0 0 1  
FIRST COMMODITY PLACE INC 1986 0 0 0 0 1  
FIRST ELITE INVESTMENT GROUP INC 2001 0 0 0 0 0  
FIRST FIDELITY TRADING GROUP LLC 2000 0 0 0 0 0  
FIRST FINANCIAL TRADING GROUP 2001 0 0 0 0 0  
FIRST FINANCIAL TRADING INC 1998 1 0 Pending 0 1  
FIRST FUTURES INC 2001 0 0 0 0 0 no current status
FIRST GLOBAL FUTURES.COM 1999 0 0 0 0 0  
FIRST HERITAGE CAPITAL LLC 2001 0 0 0 0 0  
FIRST ILLINOIS INVESTMENT 1990 0 0 0 0 0  
FIRST INTERNATIONAL COMMODITY GROUP INC 1999 0 0 0 0 0  
FIRST INVESTORS GRP OF PALM BEACHES INC 1993 2 0 $100,000 fine 0 19  
FIRST LIBERTY INVESTMENT SERVICES INC 1999 0 0 0 0 0  
FIRST MID AMERICA INCORPORATED 1995 0 0 0 0 0  
FIRST MONETARY TRADING GROUP 1994 0 0 0 0 0  
FIRST NATIONAL FUTURES GROUP INC 1999 0 0 0 0 0 no current status
FIRST NEW YORK SECURITIES LLC 1990 1 0 $1,000 fine 0 0  
FIRST SECURITIES OF WEST MONROE INC 1984 0 0 0 0 0  
FIRST SECURITY FUTURES CORPORATION 1991 0 0 0 0 0  
FIRST SOUTHEASTERN CAPITAL MGMT LLC 1997 0 0 0 0 1  
FIRST TEXAS FUTURES INC 1988 0 0 0 0 0  
FIRST WALL STREET CORPORATION 1998 0 0 0 0 0  
FISHBACK BROKERAGE SERVICES INC 1998 0 0 0 0 0 no current status
FISHER WILLIAM G 1989 0 0 0 0 0  
FISKE FINANCIAL INC 1998 0 0 0 0 0  
FITZGERALD COMMODITIES 1996 0 0 0 0 0  
FLANAGAN TRADING CORP 1995 0 0 0 0 0  
FLATIRON FUTURES LLC 2001 0 0 0 0 0  
FLATIRONS FINANCIAL LLC 1996 0 0 0 0 0  
FLINT HILLS COMMODITIES 1992 0 0 0 0 0  
FLOOR TRADE INC 2000 0 0 0 0 0  
FMR INC 1987 0 0 0 0 0  
FORD & YOUNG FUTURES & SECURITIES INC 1987 0 1 0 0 0  
FOREMOST FUTURES LTD 1990 0 0 0 0 1 no current status
FOREMOST TRADING GROUP INC 2001 0 0 0 0 0  
FORKS COMMODITIES 1985 0 0 0 0 0  
FORMOSA COMMODITY INC 1988 0 0 0 0 0  
FORTEX INVESTMENT GROUP 1996 0 0 0 0 0  
FOX FINANCIAL INC 2000 0 0 0 0 0  
FRANCIS A HEWES PARTNERSHIP IB 1987 0 0 0 0 0  
FRANK SCHNEIDER & CO INC 1992 0 0 0 0 0  
FRANKLIN & ASSOCIATES 1993 0 0 0 0 0  
FRANKLIN FINANCIAL INC 2000 0 0 0 0 0  
FRAZIER ASSOCIATES INC THE 1993 0 0 0 0 0  
FREEDOM FINANCIAL SERVICES CORPORATION 2000 0 0 0 0 0  
FREEMAN AND COMPANY 1992 0 0 0 0 1  
FRETZ RAYMOND MORRIS 1991 0 0 0 0 0  
FRIDAY FINANCIAL GROUP LTD 2000 0 0 0 0 0  
FRONT RANGE INVESTOR SERVICES 1992 0 0 0 0 0 no current status
FRONTIER EQUITY EXCHANGE ASSOCIATION 1991 0 0 0 0 0  
FRONTIER FUTURES ADMINISTRATORS INC 1997 0 0 0 0 0  
FRONTIER RISK MANAGEMENT LLC 1991 0 0 0 0 0  
FRONTIER TRADING COMPANY INC 1997 0 0 0 0 0  
FROST WILLIAM F 1999 0 0 0 0 0  
FSG INTERNATIONAL INCORPORATED 1987 3 3 $585,000 fine $62,424 arb 1W  2L 59  
FSI FUTURES INC 1978 6 1 $505,000 fine 1W   0L 14  
FTD COMMODITIES INC 1985 0 0 0 0 0  
FULMER STEVEN DALE 2001 0 0 0 0 0  
FURMAN SELZ ADVISORS LLC 1994 0 0 0 0 0  
FUTECH COMMODITY SERVICES INC 1991 0 0 0 0 0  
FUTURE DEVELOPMENTS INC 1988 0 0 0 0 0  
FUTURE FUNDING CONSULTANTS 1984 0 0 0 0 0  
FUTURE SIGNALS 1995 0 0 0 0 1  
FUTURES & OPTIONS OF TEXAS 1995 0 0 0 0 0 no current status
FUTURES ADVICE LLC 2000 0 0 0 0 0  
FUTURES AMERICA.COM 1999 0 0 0 0 0  
FUTURES ANALYSTS AND TRADERS INC 1994 0 0 0 0 0 no current status
FUTURES GEOMETRY 2001 0 0 0 0 0  
FUTURES GROUP INC 1986 0 0 0 0 0 no current status
FUTURES INTERNATIONAL 1988 0 1 $12,679 arb 0W  1L 4  
FUTURES INVESTMENT COMPANY 1986 0 0 0 0 0  
FUTURES MARKETING ENTERPRISES 1997 0 0 0 0 0  
FUTURES MART INC THE 1984 0 0 0 0 0  
FUTURES ROUTE INC 2000 0 0 0 0 0  
FUTURES TECHNOLOGY CORP 1984 0 0 0 0 1  
FUTURES TECHNOLOGY INC 1984 0 0 0 0 0  
FUTURES TRADING CENTER INC 1985 0 0 0 0 0  
FUTURES TRADING CO 1989 0 0 0 0 0  
FUTURES TRADING INC 1985 0 0 0 0 0 no current status
FUTURES USA 1986 0 0 0 0 0  
FUTURES WEST 1985 0 0 0 0 0  
FUTURES WORKSHOP 1993 0 0 0 0 0  
FUTURESEDGE 2000 0 0 0 0 0  
FUTURESGUIDE INC 1998 0 0 0 0 0  
FUTURESTRADE 1998 0 0 0 0 0  
FUTUREVEST FINANCIAL GROUP INC 2000 0 0 0 0 0  
FUTUREWISE TRADING GROUP INC 1999 0 0 0 0 0  
FUTUROS TRADING LLC 1998 0 0 0 0 0  
FX BEST RATES.COM 1999 0 0 0 0 0 no current status

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