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BROKER'S COMPLAINT HISTORY LIST - H's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From? Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
H & S COMMODITIES 1988 0 0 0 0 0  
H BECK INC 1998 0 0 0 0 0  
H L CAMP FUTURES 2000 0 0 0 0 0  
H&H SECURITIES INC 1987 0 0 0 0 0 no current status
HAGERTY STEWART & ASSOCIATES INC 1995 0 0 0 0 0  
HAMLIN AG MARKETING & CONSULTING LLC 2001 0 0 0 0 0  
HANMI CONCEPTS 1996 0 0 0 0 0 no current status
HANMI SECURITIES INC 1995 0 0 0 0 0  
HANSEN ASSOCIATES 1997 0 0 0 0 0  
HARDY COMMODITIES 1999 0 0 0 0 0  
HAROMY TULI P 1988 0 0 0 0 0  
HARPOON CAPITAL CORP 2001 0 0 0 0 0  
HARRIS CAPITAL MANAGEMENT INC 1995 0 0 0 0 0  
HARRIS CRANE INC 1985 0 0 0 0 0  
HART FINANCIAL GROUP LLC 1997 0 0 0 0 0  
HARTNESS & COMPANY INC 1996 0 0 0 0 0  
HARVEST INTERNATIONAL CONSULTANTS INC 2000 0 0 0 0 0  
HARVEST TRADING GROUP LLC 1998 0 0 0 0 0  
HAUT COMMODITIES LLC 1989 0 0 0 0 0  
HAYES COMMODITIES INC 1984 0 0 0 0 0  
HEARTLAND AG MARKETING 1984 0 0 0 0 0  
HEARTLAND INVESTOR SERVICES 1996 0 0 0 0 0  
HEARTLAND INVESTOR SERVICES INC 1995 0 0 0 0 0  
HEARTLAND MGMT INVESTOR SERVICES INC 1997 0 0 0 0 0  
HEGEMONY INVESTOR SERVICES INC 1992 0 0 0 0 0  
HEINOLD COMMODITIES LLC 2000 0 0 0 0 0  
HEMPHILL COMMODITIES 1985 0 0 0 0 0  
HENCORP BECSTONE FUTURES LC 1999 0 0 0 0 0  
HENDRICHSEN & ASSOCIATES 1992 0 0 0 0 0  
HERITAGE FINANCIAL INC 2001 0 0 0 0 0  
HERITAGE WEST FINANCIAL INC 1990 0 1 $4,404 arb 0W? 1L 3  
HERSOM COMMODITY BROKERAGE 1999 0 0 0 0 0  
HIGH PLAINS COMMODITIES 1997 0 0 0 0 0  
HIGHLAND FINANCIAL GROUP INC 1998 0 0 0 0 0  
HILLS CAPITAL MANAGEMENT 2000 0 0 0 0 0  
HILLTOP TRADING COMPANY INC 1988 0 0 0 0 0  
HITCH COMMODITIES INC 1983 0 0 0 0 0  
HI-TECH FUTURES TRADING INC 1999 0 0 0 0 0  
HO & ASSOCIATES 1991 0 0 0 0 0  
HOLCO COMMODITIES INC 1982 0 0 0 0 0  
HOLLENCREST SECURITIES LLC 1999 0 0 0 0 0  
HOLLIS COMPANY THE 1987 0 0 0 0 0  
HOLMES COMMODITIES 1997 0 0 0 0 0  
HORIZON FUTURES INTERNATIONAL INC 2001 0 0 0 0 0  
HORNSBY & COMPANY INC 1995 0 0 0 0 0  
HORTA INTERNATIONAL LLC 2000 0 0 0 0 0  
HS FUTURES LP 1995 0 0 0 0 0  
HTC COMMODITIES LLC 2000 0 0 0 0 0  
HUDDLESTON COMMODITIES 1997 0 0 0 0 0  
HUDSON COMMODITIES GROUP INC 1997 0 0 0 0 0  
HUME FUTURES INC 2000 0 0 0 0 0 no current status
HUNTINGTON FINANCIAL COMPANY 2001 0 0 0 0 0  
HURLEY & ASSOC OF BRIMFIELD INC 1995 0 0 0 0 0  
HURLEY & ASSOCIATES INC 1988 0 0 0 0 0  
HUTCH COMMODITIES 1986 0 0 0 0 0  
HYUNDAI SECURITIES AMERICA INC 1996 0 0 0 0 0  

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