| |
Last Reg. |
Regulatory |
NFA |
Fines, Actions or |
|
CFTC |
Registered Unless |
| FIRM NAME |
From… |
Actions |
Arbitrations |
Arbitration Awards |
Win / Loss |
Rep Cases |
Specified |
| J HOWARD TRADING LLC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| J&L CAPITAL MANAGEMENT |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| J&W GLOBAL CURRENCY TRADERS LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
no current status |
| JACKSON ASSOCIATES |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| JACKSON COMMODITIES |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| JAE INVESTMENTS INC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| JAMELL SALEM F COMMODITIES |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| JAMES A HUGHES INVESTMENTS |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| JAMES BRUNN ASSOCIATES INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| JAMES I BLACK & COMPANY |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| JAMES RIVER OFFSHORE MANAGEMENT CORP |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| JAMES RIVER SECURITIES CORP |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| JAMES TRADING INC |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| JAMISON INC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| JC LEEMAN FUTURES & OPTIONS INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| JC WARRICK & CO INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| JCS HOLDINGS INC |
1997 |
0 |
0 |
0 |
0 |
0 |
no current status |
| JDM INVESTMENTS INC |
1984 |
1 |
0 |
$4,000 fine |
0 |
0 |
|
| JDS CAPITAL CORP |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| JE LISS & COMPANY INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| JEFFERIES & COMPANY INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| JENKINS SUGAR GROUP INC |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| JIC COMMODITIES CORPORATION |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| JJJ COMMODITIES INC |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| JKV GLOBAL ENTERPRISE INC |
1995 |
1 |
0 |
$5,000 fine |
0 |
0 |
|
| JL FUTURES INC |
1990 |
0 |
0 |
0 |
0 |
2 |
|
| JMB FUTURES INC |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| JOEL H BORRELLI & ASSOCIATES INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| JOHN BALDWIN COMPANY |
1998 |
0 |
0 |
0 |
0 |
0 |
no current status |
| JOHN HEIBERGER COMMODITIES INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| JOHN JAMES FUTURES GROUP LTD |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| JOHN P STEWART INC |
1982 |
0 |
11 |
$8,857 arb |
0 |
0 |
|
| JOHN STEWART & ASSOCIATES INC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| JOHNSON COMMODITIES |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| JONES AG MARKETING |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| JORDENING ROBIN LEA |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| JORGENSEN BROKERAGE |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| JOSEPHTHAL FUTURES INC |
1994 |
0 |
0 |
0 |
0 |
0 |
no current status |
| JOYCE TRADING GROUP |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| JOYNER CALVIN COY |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| JP FUTURES |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| JPP EURO SECURITIES INC |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| JPR COMMODITIES |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| JPR COMMODITIES OF WEST HELENA INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| JTM INVESTMENTS |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| JURY COMMODITIES LLC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
