| |
Last Reg. |
Regulatory |
NFA |
Fines, Actions or |
|
CFTC |
Registered Unless |
| FIRM NAME |
From… |
Actions |
Arbitrations |
Arbitration Awards |
Win / Loss |
Rep Cases |
Specified |
| K CAPITAL MANAGEMENT TRADING CORP |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| K COMMODITIES INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| K&S CAPITAL MANAGEMENT INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| KACHINA COMMODITIES |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| KARHU TRADING CO |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| KARNISH STEPHEN BRUCE |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| KD ANGLE & CO LP |
1988 |
1 |
0 |
$10,000 fine |
0 |
0 |
|
| KEELEY INVESTMENT CORP |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| KENMAR BROKERAGE LLC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| KENSINGTON CAPITAL |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| KERLIN AGRICULTURAL INC |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| KEVMORMIT INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| KEYNES BROS INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| KF AGRI-MANAGEMENT SERVICES INC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| KIDDER TRADING |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| KING COMMODITIES |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| KIRK GEORGE SAMUEL II |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| KIS FUTURES TRADING INC |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| KLING GEORGE |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| KLUTE INVESTMENT SERVICES INC |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| KNOBBE COMMODITIES INC |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| KOCH METALS TRADING INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| KOKOMO COMMODITIES |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| KOOIMA AND KAEMINGK COMMODITIES INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| KRANCE CAPITAL MANAGEMENT |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| K-SHAN INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| KXR ASSET MANAGEMENT INC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
