| |
Last Reg. |
Regulatory |
NFA |
Fines, Actions or |
|
CFTC |
Registered Unless |
| FIRM NAME |
From… |
Actions |
Arbitrations |
Arbitration Awards |
Win / Loss |
Rep Cases |
Specified |
| L&D COMMODITIES INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| L&M COMMODITIES INC |
1985 |
0 |
0 |
0 |
0 |
1 |
|
| LACKIE TRADING INC |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| LAFAYETTE COMMODITIES INC |
1984 |
0 |
0 |
0 |
0 |
1 |
|
| LAIDLAW GLOBAL SECURITIES INC |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| LAIFA GROUP INC THE |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| LAKEFRONT FUTURES & OPTIONS |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| LAKES TRADING COMPANY INCORPORATED |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| LAKEWAY COMMODITIES INC |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| LAMSON DENNIS RAY |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| LANDMARK TRADING COMPANY |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| LASALLE COMMODITY & CATTLE SERVICES CO |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| LASALLE FUTURES GROUP INC |
1998 |
0 |
0 |
0 |
0 |
1 |
|
| LASALLE ST COMMODITIES LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| LATIN AMERICAN SECURITIES LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| LAVENDER WILLIAM THOMAS |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| LAYMAC INC |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| LAYTON JAMES ARTHUR |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| LB FUTURES INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| LCA CONSULTING SERVICES LLC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| LEADER INVESTMENTS INC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| LEADERSHIP FINANCIAL CORP |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| LEE CAPITAL MANAGEMENT |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| LEE MARK ALLEN |
2001 |
0 |
0 |
0 |
0 |
0 |
no current status |
| LEHIGH VALLEY FUTURES INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| LEHMAN TRADING POST INC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| LEIST MERCANTILE INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| LEVEL 2 FUTURES |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| LEWIS COMMODITIES INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| LEXIT CAPITAL LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| LIBERTY COMMODITIES INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| LIBERTY FINANCIAL TRADING CORP INC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| LIBERTY TRADING GROUP |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| LIMIT UP ASSOCIATES INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| LINCOLN FUTURES INC |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| LINCOLN WAY MARKETING CENTER INC |
1985 |
0 |
0 |
0 |
0 |
0 |
no current status |
| LINK FUTURES COMPANY |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| LINK ROBERT LEE |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| LINKS SECURITIES LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| LIPSKY PHILIP DR |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| LLW COMMODITIES |
1999 |
0 |
0 |
0 |
0 |
0 |
no current status |
| LOHMAN FUTURES |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| LOHSE COMMODITIES INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| LONGWORTH CHRISTOPHER EDWARD |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| LOVE JEFFREY EMMETT |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| LOWRANCE COMMODITIES |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| LST COMMODITIES LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| LTF INTERNATIONAL INC |
1987 |
0 |
0 |
0 |
0 |
3 |
|
| LUCANDER & CO INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| LUCAS FUTURES |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| LUCKEY FARMERS COMMODITIES INC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| LUCKOW TRADING GROUP INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| LUVERNE COMMODITIES INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| LYDIA SOYBEANS INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
