| |
Last Reg. |
Regulatory |
NFA |
Fines, Actions or |
|
CFTC |
Registered Unless |
| FIRM NAME |
From… |
Actions |
Arbitrations |
Arbitration Awards |
Win / Loss |
Rep Cases |
Specified |
| M2 FUTURES DIRECT |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MACLAREN GROUP INC THE |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MACRO HEDGE GROUP INC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| MADISON FINANCIAL GROUP LLC |
1998 |
0 |
0 |
0 |
0 |
4 |
no current status |
| MADISON HOLDINGS INC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| MAN INVESTMENT PRODUCTS INC |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| MANAGED CAPITAL ADVISORY GROUP LTD |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MAPLE VALLEY INVESTMENTS |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MARCANTONIO FUTURES |
1988 |
0 |
0 |
0 |
0 |
0 |
no current status |
| MAR-JEN COMMODITIES |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| MARKET FINANCIAL SERVICES |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| MARKET GROUP RESEARCH INC |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| MARKET INVESTMENTS INC |
1985 |
0 |
0 |
0 |
0 |
0 |
no current status |
| MARKET RESEARCH GROUP INC |
1997 |
0 |
0 |
0 |
0 |
0 |
no current status |
| MARKET WISE |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| MARS CAPITAL PARTNERS LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MARSHALL COMMODITIES |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| MARTIN COMMODITIES |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| MAS FINANCIAL SERVICES INC |
1989 |
0 |
0 |
0 |
0 |
2 |
|
| MASADA CAPITAL MANAGEMENT INC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MASON CAPITAL MANAGEMENT |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MATRIX TRADING GROUP INC |
1998 |
1 |
0 |
Pending |
0 |
0 |
no current status |
| MATZ COMMODITY SERVICES |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MAYPORT FARMERS CO-OP |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| MB TRADING |
1999 |
0 |
0 |
0 |
0 |
0 |
no current status |
| MCARDLE GRAIN & COMMODITIES |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| MCCURDY STRATEGIC INVESTMENTS INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MCDONALD INVESTMENTS INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MCDONNELL INC |
1990 |
1 |
0 |
$1,000 fine |
0 |
0 |
|
| MCDONNELL PATRICK DANIEL |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MCDOUGALL COMMODITIES |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| MCF COMMODITIES INC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| MCFARLAND COMMODITIES INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| MCMOORE FUTURES GROUP LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MCNEIL COMMODITIES |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| MCREYNOLDS MARKETING AND INVESTMENTS |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| MCWHORTER COMMODITIES |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| MEDIA FINANCIAL GROUP INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MEGA CAPITAL LLC |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| MEINERS TRADING |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| MEJ ASSET MANAGEMENT LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MELBOURNE GRAIN COMMODITIES |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MELBOURNE GRAIN COMPANY |
1987 |
0 |
0 |
0 |
0 |
0 |
no current status |
| MELVIN SECURITIES LLC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| MERCER CAPITAL INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MERCHANT CAPITAL INC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| MERCHANTS FUTURES OF THE NORTHWEST |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| MERCHANTS TRADING OF BILLINGS MT INC |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| MERCURY CAPITAL MANAGEMENT GROUP LTD |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MERIDIAN COMMODITY CORPORATION |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MERIDIAN FUTURES LTD |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MERIT CAPITAL ASSOCIATES INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MESIROW FINANCIAL INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| METAMORA COMMODITY CORPORATION THE |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| MEYER CAPITAL MANAGEMENT INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MG GLOBE TRADING COMPANY INC |
1996 |
0 |
0 |
0 |
0 |
4 |
|
| MGT FUTURES INC |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| MICG INVESTMENT MANAGEMENT |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MICHAEL HUNTER ENTERPRISES INC |
1982 |
0 |
0 |
0 |
0 |
0 |
|
| MICHAELOFF ROBERT L |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| MICHIGAN AGRICULTURAL COMMODITIES INC |
1984 |
0 |
1 |
$6,250 arb |
0W 1L |
0 |
|
| MICHIGAN BROKERAGE COMPANY |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| MICKELSON COMMODITIES |
1983 |
0 |
0 |
0 |
0 |
0 |
|
| MID AMERICA COMMODITIES |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| MIDAMERICA INVESTMENT SERVICES INC |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| MIDDLEWEST COMMODITY CORP |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| MIDSTATE FUTURES INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWAY FUTURES LLC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST COMMODITIES |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST COMMODITIES |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST COMMODITY MERCHANTS & TRADERS |
1983 |
0 |
0 |
0 |
0 |
1 |
|
| MIDWEST COMMODITY SERVICES INC |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST FUTURES & OPTIONS INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST MARKET MANAGEMENT |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST STRATEGIC INVESTMENTS INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST TRADERS |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST TRADING |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| MIDWEST TRADING CORP |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| MIKE'S FUTURES |
1992 |
0 |
0 |
0 |
0 |
0 |
|
| MILKIE/FERGUSON INVESTMENTS INC |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| MILLENNIUM FUTURES TRADING INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MILLER SCOT A & ASSOCIATES |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| MILLER TABAK & CO LLC |
1984 |
1 |
0 |
$1,000 fine |
0 |
0 |
|
| MILLER TRADING COMPANY |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| MINKOFF MARC L |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MITCHELL INVESTMENTS INC |
1986 |
0 |
0 |
0 |
0 |
0 |
no current status |
| MJM TRADING |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MK COMMODITIES INC |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| MKT COMMODITIES LLC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| ML COMMODITIES INC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MLH FUTURES INC |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| MON-ROS ASSOCIATES INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MONTGOMERY COMMODITIES INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MOORE CHRISTOPHER F |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| MOREY MICHAEL JACK |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MORRIS MICHAEL K |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MOSS CAPITAL MANAGEMENT INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| MOSS RICHARD P |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MSA |
1984 |
0 |
0 |
0 |
0 |
1 |
|
| MSF INC (formerly main st) |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| MT RUSHMORE INVESTMENT CORPORATION THE |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| MTE COMMODITIES INC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| MTL COMMODITY CORPORATION |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MULTI-FINANCIAL SECURITIES CORPORATION |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MULTINVESTMENTS INC |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| MUNGER COMMODITIES |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MURFIELD COMMODITIES |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| MURPHEY RALPH EDWARD |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| MUSSER ROBERT WARREN |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| MWG CAPITAL INVESTMENTS LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MY DISCOUNT FUTURES.COM |
1998 |
0 |
0 |
0 |
0 |
1 |
|
| MYDISCOUNTBROKER.COM |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| MYFUTURESONLINE.COM LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
