| |
Last Reg. |
Regulatory |
NFA |
Fines, Actions or |
|
CFTC |
Registered Unless |
| FIRM NAME |
From… |
Actions |
Arbitrations |
Arbitration Awards |
Win / Loss |
Rep Cases |
Specified |
| OBRIEN FUTURES INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| OBRIEN INVESTMENT SERVICES INC |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| OBRYAN COMMODITIES INC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| OCTAGON FUTURES GROUP LLC |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| ODOWD JOHN R |
1991 |
0 |
1 |
0 |
1W 0L |
0 |
|
| OKATO INTERNATIONAL USA INC |
1993 |
0 |
0 |
0 |
0 |
0 |
|
| OKOBOJI FINANCIAL SERVICES INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| OLD FORT TRADING |
1996 |
0 |
0 |
0 |
0 |
0 |
no current status |
| ONB INVESTMENT SERVICES INC |
1999 |
0 |
0 |
0 |
0 |
0 |
no current status |
| ONE WORLD CAPITAL MANAGEMENT INC NC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| ONLINE TRADING SELECT |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| ONLINE TRADING.COM |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| OP WIZ INC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| OPEN RANGE INC |
1983 |
0 |
0 |
0 |
0 |
0 |
|
| OPPORTUNITIES IN OPTIONS |
1983 |
0 |
1 |
0 |
1W 0L |
9 |
|
| ORION FUTURES GROUP INC |
1997 |
0 |
0 |
0 |
0 |
1 |
|
| OSA RISK MANAGEMENT GROUP LLC |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| OTA LIMITED PARTNERSHIP |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| OTTE GARY L |
1991 |
0 |
0 |
0 |
0 |
0 |
no current status |
| OVERMEYER COMMODITIES |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| OVERSCHMIDT AGRICULTURAL COMMODITIES |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| OXFORD FUTURES INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
