FuturesBuzz_top_header

BROKER'S COMPLAINT HISTORY LIST - R's

  Last Reg. Regulatory NFA Fines, Actions or   CFTC Registered Unless
FIRM NAME From… Actions Arbitrations Arbitration Awards Win / Loss Rep Cases Specified
R B & H COMMODITIES 1987 0 0 0 0 0  
R G INVESTMENTS 1994 0 0 0 0 0  
R V COMMODITIES 1985 0 0 0 0 0  
R&D COMMODITIES 1992 0 0 0 0 0  
R&H COMMODITIES INC 1988 0 0 0 0 0  
R&R COMMODITIES 1998 0 0 0 0 0  
RAIMUND COMMODITIES INC 1997 0 0 0 0 0  
RAINEY COMMODITIES INC 1983 0 0 0 0 0  
RALPH & ASSOCIATES LLC 2000 0 0 0 0 0  
RAMSEY FINANCIAL INC 1989 0 0 0 0 0  
RANDOLPH J GINSBERG INTRDCG BROKERAGE 1994 1 0 personal felony 0 1  
RAP FINANCIAL LLC 2000 0 0 0 0 0  
RARICK COMMODITIES INC 1982 0 0 0 0 0  
RAY FLOWERS ENTERPRISES INC 2000 0 0 0 0 0  
RAYMOND JAMES FINANCIAL SERVICES INC 1999 0 0 0 0 0  
RB ASSOCIATES INC 1991 0 0 0 0 0  
RB MCGOVERN & ASSOCIATES 1987 0 1 $2,499 arb 0W 1L 1  
RC FUTURES 1990 0 0 0 0 0  
RCO FINANCIAL INC 1991 0 0 0 0 0  
RE HICKS AND CO 1986 0 0 0 0 0  
REARDON INC 1982 0 0 0 0 0  
RECINE TRADING COMPANY 1997 0 0 0 0 0  
RED WOLF RESEARCH LLC 1999 0 0 0 0 0  
REDFIELD INVESTMENT SERVICES INC 1989 0 0 0 0 0  
REDI INVESTMENTS LLC 2000 0 0 0 0 0  
REDLANDS FUTURES AND OPTIONS 1998 0 0 0 0 0  
REDSTONE CAPITAL MANAGEMENT INC 1994 0 0 0 0 0  
REED COMMODITIES 1987 0 0 0 0 0  
REICHERT MICHAEL ALBERT 1989 0 0 0 0 0  
REIFF GRAIN & FEED 1992 0 0 0 0 0  
REIFLER CAPITAL ADVISORS 2000 0 0 0 0 0  
REIS AG MKT 1993 0 0 0 0 0  
REISER COMMODITIES 1984 0 0 0 0 0  
RELIANT GLOBAL MARKETS LLC 2001 0 0 0 0 0 no current status
RESOURCE ET LLC 2001 0 0 0 0 0  
RESOURCE SECURITIES CORPORATION 1987 0 0 0 0 0  
RGJ TRADING INC 1996 0 0 0 0 0  
RHINO TRADING INC 2000 0 0 0 0 0  
RICE INVESTMENT COMPANY 1987 0 0 0 0 0  
RICHARD A ROSENBLATT & CO INC 1995 0 0 0 0 0  
RIDERWOOD GROUP INCORPORATED THE 1986 0 0 0 0 0  
RILEY FUTURES GROUP 1992 0 0 0 0 0  
RISK CAPITAL TRADING GROUP INC 2000 0 0 0 0 0  
RISK MANAGEMENT CONSULTING 1992 0 0 0 0 0  
RISK MANAGEMENT INCORPORATED 1988 0 0 0 0 0  
RIVER BROKERAGE INC 1989 0 0 0 0 0  
RIVER VALLEY MARKETING SERVICES INC 2000 0 0 0 0 0  
RJ FITZGERALD & COMPANY INC 1992 1 0 Defeated CFTC charges 0 9 no current status
RL&D COMMODITIES INC 1984 0 0 0 0 2  
RLI 1990 0 0 0 0 0  
RM STARK & CO 1994 0 0 0 0 0  
RML TRADING 1995 0 0 0 0 0  
ROACH AG MARKETING LTD 1982 0 0 0 0 0  
ROBBINS TRADING COMPANY 1984 2 2 $35,000 fines 2W  0L 10  
ROBERSON LARRY RANDALL 1994 0 0 0 0 0  
ROBERT W BAIRD & COMPANY INCORPORATED 1984 0 0 0 0 0  
ROBERTS & RYAN INVESTMENTS INC 1993 0 0 0 0 0  
ROCHESTER COMMODITY INVESTOR SERVICES 2000 0 0 0 0 0  
ROCKWELL INVESTMENTS INC 1982 0 0 0 0 0  
ROCKY MOUNTAIN COMMODITY BROKERAGE 2000 0 0 0 0 0  
ROGER W BLIMLING INC 1992 0 0 0 0 0  
ROLLA SEED CO 1996 0 0 0 0 0  
ROSE TRADING COMPANY 2000 0 0 0 0 0  
ROSENTHAL COLLINS SECURITIES LLC 1996 0 0 0 0 0 no current status
ROSS & SCHUBERT INC 1987 0 0 0 0 0  
ROY E ABBOTT FUTURES INC 1998 0 0 0 0 0  
ROYAL PALM TRADING CO INC 1998 0 0 0 0 0  
RP CONSULTING GROUP INC 1990 0 0 0 0 0  
RTG LLC 1989 0 0 0 0 0  
RUFENACHT COMMODITIES INC 1990 0 0 0 0 0  
RUSSELL ASSET MANAGEMENT 1998 0 0 0 0 0  
RUVANE INVESTMENT CORPORATION 1990 0 0 0 0 0  
RW SIBLEY COMMODITIES 1987 0 0 0 0 0  
RWA FINANCIAL SERVICES INC 1982 0 0 0 0 0  
RXR SECURITIES INC 1986 0 0 0 0 0  
RYAN INVESTMENTS 2000 0 0 0 0 0  

A   B   C   D   E  F  G   H  I   J  K  L   M   N   O  P   Q   R  S   T  U   V   W   X   Y  Z   HOME

© Copyright 2002 FuturesBuzz.com