| |
Last Reg. |
Regulatory |
NFA |
Fines, Actions or |
|
CFTC |
Registered Unless |
| FIRM NAME |
From… |
Actions |
Arbitrations |
Arbitration Awards |
Win / Loss |
Rep Cases |
Specified |
| T & R COMMODITIES |
1990 |
0 |
0 |
0 |
0 |
0 |
|
| T GAMBLE & ASSOCIATES INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| TAMAREN DAVID STEPHEN |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| TAOS CAPITAL MANAGEMENT |
1999 |
0 |
0 |
0 |
0 |
0 |
no current status |
| TAURUS COMMODITIES INC |
1997 |
0 |
0 |
0 |
0 |
0 |
|
| TBCO INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| TBIS INC |
1994 |
0 |
0 |
0 |
0 |
0 |
no current status |
| TBP COMMODITIES CO |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| TCM COMMODITIES |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| TD WATERHOUSE SECURITIES INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| TEACH ME FUTURES |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| TEACHTRADE SERVICES INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| TEBOW KIMBERLY REUTER |
1989 |
0 |
0 |
0 |
0 |
0 |
no current status |
| TECHNICAL TRADING ADVISORS INC |
1982 |
0 |
0 |
0 |
0 |
0 |
|
| TED C BLOCH COMPANY |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| TEJAS TRADING CO |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| TERRA NOVA TRADING LLC |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| TEXAS LIVESTOCK COMMODITIES INC |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| TEXAS TRADING COMPANY INCORPORATED |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| TFS ENERGY FUTURES LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| THE BROKERS BROKER |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| THE FUTURES BROKERS |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| THE LARSON CO |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| THE MIAMI VALLEY TRADING CO |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| THE TRADING CLUB |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| THEROS SPERO |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| THETA OPTIONS |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| THIELEN COMMODITIES INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| THOMAS JOSEPH AND COMPANY |
NA |
0 |
0 |
0 |
0 |
0 |
|
| THOMAS ROBERT DOUGLAS |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| THOMAS RON COMMODITIES |
1986 |
0 |
0 |
0 |
0 |
0 |
|
| THOMPSON & COMPANY INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| TIME LEVERAGE CAPITAL CORPORATION |
1995 |
0 |
0 |
0 |
0 |
2 |
|
| TIMOTHY B MCELMURY ENTERPRISES INC |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| TJ&R TRADING CORP |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| TJM INSTITUTIONAL SERVICES LLC |
1996 |
0 |
0 |
0 |
0 |
0 |
|
| TM BILLINGS & ASSOC INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| TOBERMAN BROKERAGE CO |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| TOP GUN BROKERAGE LLC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| TOP STEP TRADING INC |
1998 |
2 |
2 |
Barred, $29,488 fine |
0W 5L |
1 |
no current status |
| TOWER ASSET MANAGEMENT INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| TPL CAPITAL MANAGEMENT LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| TRACK DATA SECURITIES CORPORATION |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| TRADE CENTER INCORPORATED |
1994 |
0 |
0 |
0 |
0 |
1 |
|
| TRADE DEPOT FUTURES & OPTIONS |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| TRADE FUTURES |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| TRADEMASTER COMMODITY MANAGEMENT |
1990 |
1 |
0 |
permanent bar |
0 |
0 |
no current status |
| TRADEPLAN INVESTMENTS |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| TRADERS CONSULTING |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| TRADERS COOPERATIVE INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| TRADERS EDGE |
1997 |
0 |
0 |
0 |
0 |
1 |
|
| TRADERS NETWORK INC |
1987 |
0 |
0 |
0 |
0 |
4 |
|
| TRADESTAT INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| TRADING CORPORATION OF AMERICA |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| TRANSAMERICAN FUTURES CORPORATION |
1995 |
0 |
0 |
0 |
0 |
0 |
|
| TRANSITIONS TRADING INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| TREASURE FINANCIAL CORP |
1995 |
0 |
0 |
0 |
0 |
0 |
no current status |
| TREASURE STATE FUTURES INC |
1987 |
0 |
0 |
0 |
0 |
0 |
|
| TRENDEX COMMODITY CORP |
1998 |
0 |
0 |
0 |
0 |
2 |
|
| TRENDLINE FUTURES |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| TRENDLINE INVESTOR SERVICES INC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| TRI STATE COMMODITIES |
1984 |
0 |
0 |
0 |
0 |
1 |
|
| TRICOM PARTNERS LLC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| TRIDENT TRADING CORPORATION |
1994 |
0 |
0 |
0 |
0 |
0 |
|
| TRINITY FUTURES LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| TRINIX SECURITIES LLC |
2001 |
0 |
0 |
0 |
0 |
0 |
|
| TRX FUTURES INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| TUCKER INTERNATIONAL INC |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| TULLETT & TOKYO FUTURES INC |
1985 |
0 |
0 |
0 |
0 |
0 |
|
| TW ENERGY CONSULTING INC |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| TWENTY-FIRST SECURITIES CORP |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| TYME INVESTMENT SERVICES INC |
1991 |
0 |
0 |
0 |
0 |
0 |
|
