| |
Last Reg. |
Regulatory |
NFA |
Fines, Actions or |
|
CFTC |
Registered Unless |
| FIRM NAME |
From… |
Actions |
Arbitrations |
Arbitration Awards |
Win / Loss |
Rep Cases |
Specified |
| V&J COMMODITY BROKERS II INC |
1998 |
0 |
0 |
0 |
0 |
0 |
|
| VALCOM INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| VALLEY AGRI/TEK INC |
1982 |
0 |
0 |
0 |
0 |
0 |
|
| VALLEY COMMODITIES |
1984 |
0 |
0 |
0 |
0 |
0 |
|
| VALOIS CHRISTOPHER D |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| VAN AHN & CO INC |
1999 |
0 |
0 |
0 |
0 |
0 |
|
| VANGUARD CAPITAL |
1989 |
0 |
0 |
0 |
0 |
0 |
|
| VARNER BROKERAGE CO INC |
1988 |
0 |
0 |
0 |
0 |
0 |
|
| VELOCITY TRADE LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| VINEYARD TRADING INC |
1997 |
0 |
1 |
0 |
1W 0L |
0 |
|
| VINING SPARKS |
1991 |
0 |
0 |
0 |
0 |
0 |
|
| VIPER TRADING LLC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
| VISIONEERING RESEARCH AND DEVELOPMENT CO |
1983 |
1 |
0 |
$50,000 fine |
0 |
0 |
|
| VOSS & COMPANY INC |
1984 |
0 |
0 |
0 |
0 |
1 |
|
| VSR FINANCIAL SERVICES INC |
2000 |
0 |
0 |
0 |
0 |
0 |
|
